Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samir? Claim Your ProfileSamir Asaf is a financial advisor who is currently registered with Britehorn Securities. Samir has been in the financial industry for over a year. Samir holds Series 7, 79, 82, 66 and SIE licenses. Samir has been registered with FINRA and the states of California, Delaware, Maryland, New Jersey, and Virginia. Previously, Samir worked at Globalist Capital, LLC in Santa Monica, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/29/2023 - Present
Britehorn Securities (DENVER CO)
CA
08/19/2022 - 02/22/2023
GLOBALIST CAPITAL, LLC (SANTA MONICA CA)
BOTH
Issued 07/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/26/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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