Unclaimed
Samiha M. Franklin is a registered representative with Deutsche Bank Securities Inc. Samiha has been in the financial services industry since 2000. Samiha has a wide range of experience in the industry, having worked at several firms, including Raymond James & Associates, Inc., Raymond James Financial Services, Inc., DWS Distributors, Inc., PNC Investments, UBS Financial Services Inc., Quick & Reilly, Inc., and TD Waterhouse Investor Services, Inc. Samiha has passed the Series 7, Series 24, Series 63 and Series 66 exams. Samiha is currently registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
02/24/2022 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
08/08/2018 - 06/10/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
08/08/2018 - 06/10/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
03/18/2016 - 08/17/2018
DWS DISTRIBUTORS, INC. (JACKSONVILLE FL)
PA
01/10/2005 - 12/09/2005
PNC INVESTMENTS (PITTSBURGH PA)
NJ
10/01/2003 - 08/06/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/13/2003 - 05/29/2003
QUICK & REILLY, INC. (NEW YORK NY)
NE
10/16/2000 - 01/27/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 10/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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