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Sami Qasimi

N.a. Investcorp LLC

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About Sami Qasimi

Sami Qasimi is a registered representative with N.a. Investcorp LLC. Sami has been in the securities industry since 2010 and has held previous roles at Barclays Capital Inc., BATS Trading, Inc., De Route, and LiquidNet, Inc. Sami is licensed to conduct business in New York.

Firm Information

Sami Qasimi is currently registered with N.a. Investcorp LLC. N.a. Investcorp LLC is a Limited Liability Company formed in Alabama on November 23, 2004. The firm is registered in 7 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sami Qasimi’s Registration & Firm History

NY

01/13/2017 - Present

N.a. Investcorp LLC (NEW YORK NY)

NY

12/03/2015 - 01/13/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/14/2015 - 10/30/2015

BATS TRADING, INC. (NEW YORK NY)

NY

01/10/2011 - 05/06/2015

DE ROUTE (NEW YORK NY)

NY

01/28/2010 - 09/14/2010

LIQUIDNET, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/27/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sami Qasimi.
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