Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sami? Claim Your ProfileSami Kuka is a financial advisor in Centennial, CO. Sami has been in the industry since 2003 and is currently registered with Axos Clearing LLC. Sami has passed the Series 7, Series 63, and SIE exams and is licensed in Colorado. Sami has previously been employed by Folio Investments, Inc. and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/13/2022 - Present
Axos Clearing LLC (CENTENNIAL CO)
VA
02/16/2021 - 07/05/2022
FOLIO INVESTMENTS, INC. (MCLEAN VA)
NY
11/10/2003 - 01/06/2021
TD AMERITRADE, INC. (NEWBURGH NY)
BC
Issued 12/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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