Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sami? Claim Your ProfileSami Edward Farag is a financial advisor at Independent Financial Partners in Los Angeles, CA. Sami has over 27 years of experience in the financial services industry, specializing in providing financial planning and investment advice to individuals, families, and businesses. Sami is a registered representative and investment advisor representative, and holds the Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
06/08/2023 - Present
Independent Financial Partners (TAMPA FL)
CA
09/24/2007 - 06/14/2023
LPL FINANCIAL LLC (REDONDO BEACH CA)
CA
07/11/2006 - 09/14/2007
XCU CAPITAL CORPORATION, INC. (REDONDO BEACH CA)
CA
06/02/2005 - 06/29/2006
LINSCO/PRIVATE LEDGER CORP. (WESTCHESTER CA)
CA
09/23/2003 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/05/2003 - 09/18/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
08/22/2000 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
01/01/1999 - 08/15/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
02/20/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
12/19/1994 - 03/09/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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