Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sameer? Claim Your ProfileSameer Shah is a financial professional with over 19 years of experience in the securities industry. He is currently registered with Smbc Nikko Securities America, Inc., and has held previous positions with RBC Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. Sameer is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Sameer holds the SIE license as well. Sameer is licensed to sell securities in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/22/2021 - 11/29/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/05/2019 - 07/16/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/31/2009 - 04/29/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/2003 - 08/25/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 11/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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