Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sameer? Claim Your ProfileSameer Joshi is a financial advisor based in New York, New York. Sameer has been in the financial industry for over 14 years. Sameer currently works at H.c.wainwright & Co., LLC. Prior to that, Sameer worked at Ardour Capital Investments, LLC and Collins Stewart LLC. Sameer is licensed to sell securities in New York and New Jersey. Sameer holds several professional licenses and certifications, including the Series 7, Series 63, Series 86, Series 87, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/11/2015 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
NY
01/08/2010 - 08/10/2015
ARDOUR CAPITAL INVESTMENTS, LLC (LONG BEACH NY)
NY
01/29/2008 - 05/14/2008
COLLINS STEWART LLC. (NEW YORK NY)
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/17/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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