Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sameer? Claim Your ProfileSameer Pal is a financial professional with over 14 years of experience in the financial industry. He holds Series 7, Series 63, Series 79 and SIE licenses and is currently registered with Pickwick Capital Partners, LLC in White Plains, New York. Previously, Sameer Pal worked at SunTrust Robinson Humphrey, Inc. in New York, New York and Crowe Capital Markets LLC in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/05/2021 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
12/13/2018 - 02/14/2020
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
IL
12/21/2005 - 06/01/2009
CROWE CAPITAL MARKETS LLC (CHICAGO IL)
BC
Issued 12/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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