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Sameer Malik

A.g.p. / Alliance Global Partners

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About Sameer Malik

Sameer Malik is a financial advisor with A.g.p. / Alliance Global Partners. Sameer specializes in providing financial advice to individuals, businesses, and pooled investment vehicles. Sameer is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Sameer has been a financial advisor since 2001 and has extensive experience in the financial services industry. Sameer holds the Series 7, Series 24, and Series 63 licenses.

Firm Information

Sameer Malik is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Sameer Malik’s Registration & Firm History

FL

04/23/2021 - Present

A.g.p. / Alliance Global Partners (BOCA RATON FL)

FL

07/10/2015 - 04/26/2021

AEGIS CAPITAL CORP. (BOCA RATON FL)

NY

09/18/2014 - 08/19/2015

COLUMBUS ADVISORY GROUP, LTD. (NEW YORK NY)

FL

09/18/2009 - 10/15/2014

IAA FINANCIAL LLC (Boca Raton FL)

FL

01/08/2004 - 10/02/2009

GUNNALLEN FINANCIAL, INC (BOCA RATON FL)

NY

10/02/2001 - 01/16/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 10/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Sameer Malik. Review regulatory record here.
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