Unclaimed
Sameer Kishore is a financial professional with over 14 years of experience in the industry. Currently, Sameer is registered with Mizuho Securities USA LLC as a broker and is licensed in all 50 states. Previously, Sameer worked at J.P. Morgan Securities LLC. Sameer has a strong background in investment banking and holds the Series 7, 24, 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/11/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/01/2008 - 09/11/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/11/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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