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Sameer Kalucha

Mizuho Securities USA LLC

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About Sameer Kalucha

Sameer Kalucha is a registered representative with Mizuho Securities USA LLC. Sameer is a securities professional with over 12 years of experience in the financial industry. Sameer has held positions at several prominent firms including RBC Capital Markets, LLC, Deutsche Bank Securities Inc., and Guggenheim Securities, LLC.

Firm Information

Sameer Kalucha is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sameer Kalucha’s Registration & Firm History

CA

03/25/2024 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

CA

08/18/2022 - 06/05/2023

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

CA

12/14/2020 - 12/22/2021

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

05/02/2018 - 09/15/2020

GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)

CA

05/06/2014 - 03/02/2018

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

05/17/2012 - 11/11/2013

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

NY

01/23/2009 - 09/13/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NA

12/05/2007 - 11/04/2008

LEHMAN BROTHERS INC. (POWAI MUMBAI )

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Licenses & Designations

BC

Issued 09/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/23/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/29/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sameer Kalucha.
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