Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sameer? Claim Your ProfileSameer Ahmed Shamsi is a financial professional with over 12 years of experience in the securities industry. Sameer is currently registered with Houlihan Lokey Capital, Inc. Previously, Sameer has worked with Credit Suisse Securities (USA) LLC, Evercore Group L.L.C. and UBS Securities LLC. Sameer holds Series 7, 79 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
12/08/2017 - 06/18/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/23/2013 - 04/28/2017
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
07/19/2010 - 08/15/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
09/19/2006 - 08/08/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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