Unclaimed
Sameena Mehak Asija is a financial professional with over three years of experience in the industry. Sameena is currently registered with RBC Capital Markets, LLC, where she is a Registered Representative. Sameena has a wide range of experience, having previously worked with WELLS FARGO SECURITIES, LLC in Charlotte, NC. She is licensed to provide investment advice in a number of states, and has earned a number of industry credentials, including the Series 7, Series 57, Series 79 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NC
07/19/2019 - 06/10/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/11/2020
Series 57TO - Securities Trader Exam
BC
Issued 07/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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