Unclaimed
Samba Njie is a financial advisor registered in Texas and is a Registered Representative and Investment Adviser Representative with Avantax Advisory Services. Samba has been in the industry since 2004 and has experience with 1st Global Capital Corp. and IXIS Asset Management Distributors, L.P. Samba holds a Series 6, 7, 24, 66, and SIE licenses. In addition to financial advising, Samba also works as a contractor for Uber.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (PRINCETON TX)
TX
04/02/2008 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MA
07/30/2001 - 10/17/2005
IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. (BOSTON MA)
BOTH
Issued 03/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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