Unclaimed
Samayita Das is a financial professional with over 10 years of experience in the industry. Currently, Samayita is registered with Goldman Sachs & Co. LLC. Previously, Samayita was a registered representative for Pantheon Securities, LLC and J.P. Morgan Securities LLC. Samayita has a strong background in investment banking and has a deep understanding of the financial markets. Samayita holds several licenses and certifications including the Series 63, SIE, Series 7TO, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
12/10/2021 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
03/12/2021 - 11/15/2021
PANTHEON SECURITIES, LLC (San Francisco CA)
CA
08/12/2013 - 02/29/2016
J.P. MORGAN SECURITIES LLC (PALO ALTO CA)
NY
09/09/2011 - 07/29/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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