Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samanthia? Claim Your ProfileSamanthia Sarvis Smith is a financial advisor who has been in the industry since 1998. Smith is currently registered with LPL Financial LLC and has been registered with them since July 2021. Prior to joining LPL Financial LLC, Smith was registered with Truist Investment Services, Inc. and BB&T Securities, LLC. She is registered in North Carolina to provide both Broker-Dealer and Investment Advisor services. Smith has her Series 7, Series 66 and Series 72 licenses. She is also a Certified Financial Planner. Smith is a wealth development officer at Fidelity Bank and provides investment-related services to their clients. Smith specializes in financial planning, portfolio management, and educational seminars for both individuals and businesses. She also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/26/2021 - Present
LPL Financial LLC (SOUTHERN PINES NC)
NC
02/17/2021 - 06/16/2021
TRUIST INVESTMENT SERVICES, INC. (PINEHURST NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
03/13/2001 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (PINEHURST NC)
NC
03/05/1998 - 03/01/2001
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
BOTH
Issued 07/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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