Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Winner is a financial advisor with Raymond James Financial Services Advisors, Inc., and has been in the industry since October 15, 2012. Samantha is licensed to provide investment advice in Arizona, Arkansas, California, Colorado, Delaware, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Montana, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, and West Virginia. Samantha has a Series 7 and Series 66 license and is also registered with FINRA. Samantha specializes in providing investment advice to individuals, businesses, corporations, and high-net-worth individuals. Samantha is also a registered investment advisor in Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
04/11/2024 - Present
Raymond James Financial Services Advisors, Inc. (Urbana OH)
OH
09/28/2023 - 04/19/2024
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
OH
10/29/2021 - 09/25/2023
UBS FINANCIAL SERVICES INC. (Miamisburg OH)
OH
09/20/2019 - 11/09/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMISBURG OH)
OH
10/27/2017 - 09/10/2019
UBS FINANCIAL SERVICES INC. (Miamisburg OH)
OH
06/22/2017 - 09/05/2017
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
02/05/2016 - 06/08/2017
MORGAN STANLEY (COLUMBUS OH)
OH
09/21/2015 - 01/26/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
OH
03/08/2012 - 03/11/2015
MORGAN STANLEY (COLUMBUS OH)
OH
09/16/2011 - 11/09/2011
AXA ADVISORS, LLC (CINCINNATI OH)
BOTH
Issued 11/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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