Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Thompson-Innes is a financial advisor at Raymond James Financial Services Advisors, Inc. Samantha has been in the financial industry for 14 years and has a Series 66, Series 7, Series 9, Series 10 and SIE license. Samantha is registered to provide investment advice in 20 states and is also a registered representative in Arizona and California. Samantha specializes in providing financial advice to individuals, corporations, pension and profit-sharing plans, insurance companies, high-net-worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
11/29/2016 - Present
Raymond James Financial Services Advisors, Inc. (Woodland Hills CA)
CA
11/25/2013 - 10/27/2016
D.A. DAVIDSON & CO. (LOS ANGELES CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
05/20/2009 - 11/04/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BOTH
Issued 06/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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