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Samantha Teal Miller

Fidelity Brokerage Services LLC

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About Samantha Teal Miller

Samantha Teal Miller is a financial professional with over 7 years of experience in the industry. Samantha is currently registered with Fidelity Brokerage Services LLC and holds multiple licenses, including Series 63, Series 7, Series 9, Series 10, and SIE. Samantha has worked for Fidelity Brokerage Services LLC for a period of time and is registered with the firm in 53 states.

Firm Information

Samantha Miller is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Miller’s Registration & Firm History

NM

10/02/2017 - Present

Fidelity Brokerage Services LLC (ALBUQUERQUE NM)

NM

07/02/2016 - 09/01/2016

FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)

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Licenses & Designations

BC

Issued 07/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/21/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Samantha Teal Miller. Review regulatory record here.
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