Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Stockner is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Samantha is registered with the state of New York. Samantha has 17 years of experience in the securities industry. Samantha has passed the Series 7TO, Series 66, Series 9, and SIE exams. Samantha has several specializations, including fixed income, equities, mutual funds, options, and variable annuities. Samantha is active in the industry and is a member of the National Association of Securities Dealers (NASD).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 06/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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