Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Lau is a registered representative with Alliancebernstein Investments, Inc. located in New York, NY. Samantha Lau has been in the industry since August 24, 1996 and holds the Series 63, Series 7 and SIE licenses. Samantha Lau was previously registered with Goldman, Sachs & Co. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/1999 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NY
09/09/1994 - 03/14/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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