Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Rasmussen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Samantha has been in the financial industry since 2012 and is registered with the state of Utah as both a broker-dealer and an investment advisor. Samantha is a Series 6, 7, and 63 licensed professional. She is also a Series 65 licensed professional. In addition to her experience with Merrill Lynch, Samantha has previously worked with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS LLC. Samantha has a broad range of experience advising clients on a variety of investment and financial planning needs, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/10/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVO UT)
UT
04/30/2012 - 08/09/2024
WELLS FARGO CLEARING SERVICES, LLC (AMERICAN FORK UT)
IA
Issued 05/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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