Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Raquel Perez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Samantha has been in the financial services industry since 2014. Prior to joining Merrill Lynch, Samantha worked at VOYA FINANCIAL ADVISORS, INC. Samantha holds the Series 6, 7, 9, 10, 31, 63, and 66 licenses. Samantha specializes in providing financial advice to individuals, businesses, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Samantha is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Samantha provides a variety of financial services, including portfolio management, financial planning, investment advisory services, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/06/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
LA
08/22/2014 - 02/03/2019
VOYA FINANCIAL ADVISORS, INC. (METAIRIE LA)
FL
10/03/2013 - 11/05/2013
AXA ADVISORS, LLC (ORLANDO FL)
BOTH
Issued 05/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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