Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Rachelle Waters is a Registered Representative and Investment Advisor Representative with Hightower Advisors, LLC. Samantha has been in the securities industry since November 10, 2014. Samantha's current employer, Hightower Advisors, LLC, is a registered investment advisor with approximately 100 clients, with approximately $130 Billion in assets under management. The firm's main office is located in Chicago, IL. Samantha holds the Series 7, Series 66 and SIE licenses and has a specialization in providing financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and treasury management services. Samantha was previously employed by UBS Financial Services Inc. in Leawood, KS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
KS
12/02/2016 - Present
Hightower Advisors, LLC (MISSION WOODS KS)
KS
11/10/2014 - 12/13/2016
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
BOTH
Issued 10/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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