Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha R. Thomas is a financial professional who has been in the industry for over 10 years. Samantha is an Investment Advisor Representative for Osaic Wealth, Inc., and her office is located in Saratoga Springs, NY. Samantha works with individual clients, high-net-worth individuals, business owners, corporations, trusts, and retirement plans. She holds both Series 63 and Series 65 licenses and has experience working with insurance products, securities, and investment advisory services. Samantha is also a licensed real estate agent and works as a landlord, which helps her understand the needs of business owners and investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/26/2021 - Present
Osaic Wealth, Inc. (SARATOGA SPRINGS NY)
NY
04/10/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (CLIFTON PARK NY)
IA
Issued 04/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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