Unclaimed
Samantha Kaner is a financial professional registered with Guggenheim Securities, LLC. Samantha is a licensed Series 63, SIE, and Series 79TO. Samantha holds an active registration in New York. Samantha has been in the financial industry for a year and 3 months.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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