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Samantha Pearl Kaner

Guggenheim Securities, LLC

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About Samantha Pearl Kaner

Samantha Kaner is a financial professional registered with Guggenheim Securities, LLC. Samantha is a licensed Series 63, SIE, and Series 79TO. Samantha holds an active registration in New York. Samantha has been in the financial industry for a year and 3 months.

Firm Information

Samantha Kaner is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Kaner’s Registration & Firm History

NY

08/14/2023 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Pearl Kaner.
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