Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Dunlap is a financial advisor registered with Raymond James & Associates, Inc. Samantha is licensed to provide investment advisory services in the state of Georgia. Samantha has been in the industry since 2018 and holds the following licenses: Series 6, 7, 63, 66 and SIE. Before joining Raymond James, Samantha worked at Charles Schwab, TD Ameritrade, J.P. Morgan Securities, and Synovus Securities. Samantha offers a range of services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/26/2024 - Present
Raymond James & Associates, Inc. (Dawsonville GA)
TX
11/30/2022 - 02/16/2024
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
11/30/2022 - 02/16/2024
TD AMERITRADE, INC. (Westlake TX)
TX
02/19/2020 - 10/13/2022
J.P. MORGAN SECURITIES LLC (HARKER HEIGHTS TX)
GA
09/26/2018 - 09/24/2019
SYNOVUS SECURITIES, INC. (COLUMBUS GA)
GA
08/29/2017 - 09/25/2018
WELLS FARGO CLEARING SERVICES, LLC (COLUMBUS GA)
BOTH
Issued 04/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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