Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Nicole Guthrie is a financial advisor registered with LPL Financial LLC. Samantha has been in the industry since 2009, working with clients in Wisconsin, Illinois and Texas. Samantha holds FINRA licenses Series 7 and Series 66 and has been registered with the state of Illinois as an Investment Advisor Representative (IAR) since 2018. Samantha was previously registered with INVEST Financial Corporation and Waddell & Reed, Inc. Samantha works primarily with individuals, high-net-worth individuals, corporations, and charitable organizations, and has a wide range of experience in financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/14/2018 - Present
LPL Financial LLC (MUKWONAGO WI)
WI
03/09/2010 - 02/14/2018
INVEST FINANCIAL CORPORATION (JANESVILLE WI)
IL
07/08/2009 - 09/22/2009
WADDELL & REED, INC. (OAKBROOK IL)
BOTH
Issued 08/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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