Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha McCarty is a financial professional with over 6 years of experience in the financial services industry. Samantha has held previous roles with Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Samantha currently holds a Series 7, Series 9, Series 10, and Series 63 licenses. Samantha is currently registered with Robinhood Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/04/2021 - Present
Robinhood Financial, LLC (Westlake TX)
TX
06/29/2018 - 08/20/2021
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
05/27/2016 - 06/01/2018
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 06/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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