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Samantha Marie Hughes

Investment Distributors, Inc.

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About Samantha Marie Hughes

Samantha Hughes is a financial advisor with Investment Distributors, Inc. She is registered with FINRA as a Series 7, Series 6, and SIE licensed professional and is a state-registered representative in Florida and Kansas. Samantha has been in the financial industry since 2005 and has experience with various financial products and services. Samantha is dedicated to providing her clients with personalized financial advice and guidance to help them reach their financial goals.

Firm Information

Samantha Hughes is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Hughes’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

AL

12/11/2019 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

CT

04/13/2011 - 12/13/2019

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

OH

01/03/2011 - 04/05/2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)

OH

09/08/2010 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

MN

06/16/2009 - 07/12/2010

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

NJ

03/07/2008 - 04/23/2009

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

04/13/2005 - 02/28/2008

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 04/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2010

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Marie Hughes.
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