Unclaimed
Samantha Maria Prusia is a financial professional with over five years of experience in the financial services industry. Samantha is currently registered as a Registered Representative and Investment Adviser Representative with Cetera Investment Advisers LLC in Phillipsburg, NJ. Previously, Samantha has held various positions with firms such as Cetera Advisor Networks LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., and Cetera Advisors LLC. Samantha holds the Series 66, Series 7 and SIE licenses. Samantha specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (PHILLIPSBURG NJ)
CA
02/14/2022 - 06/02/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
IL
02/14/2022 - 06/02/2022
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
02/14/2022 - 06/02/2022
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
05/22/2020 - 06/02/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
10/30/2018 - 06/02/2022
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 10/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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