Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Luo is a financial professional with over 14 years of experience in the industry. Samantha is currently registered with Wells Fargo Securities, LLC and is licensed to offer investment advice and securities products in 53 states and territories. Previously, Samantha has been employed with Wells Fargo Investments, LLC and Wells Fargo Institutional Securities, LLC. Samantha holds several industry licenses including Series 7, Series 63, SIE and Series 99TO, and Series 79TO. Samantha's areas of expertise include Operations Professional Examination, Investment Banking Registered Representative Examination and General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/12/2009 - Present
Wells Fargo Securities, LLC (New York NY)
CA
12/19/2008 - 11/18/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/24/2008 - 12/22/2008
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 12/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samantha Luo is the right advisor for you? Invested Better is here to help.
