Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Lynn Williams is a financial advisor with Fidelity Personal and Workplace Advisors. Samantha has been in the industry since 2004. Samantha has a Series 7, Series 9, Series 10, Series 24, Series 66, and SIE licenses. Samantha has provided financial advice to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Samantha has also provided services including financial planning, educational seminars, and selection of other advisors. Samantha has previous experience with Chase Investment Services Corp., E*TRADE Securities LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
11/10/2019 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
04/12/2010 - 07/27/2011
CHASE INVESTMENT SERVICES CORP. (SEASIDE CA)
CA
06/27/2003 - 05/11/2009
E*TRADE SECURITIES LLC (CARMEL CA)
MN
12/20/2002 - 05/09/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/20/2002 - 05/09/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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