Unclaimed
Samantha Dalton is a financial professional with Cetera Financial Specialists LLC. Samantha is registered with the state of Missouri and has been in the industry since 2013. Samantha holds the Series 6, Series 63, and SIE licenses. Samantha has experience with investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
11/07/2013 - Present
Cetera Financial Specialists LLC (ST. LOUIS MO)
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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