Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Lucille Zapoleon is a financial advisor with Rockefeller Financial LLC, based in Boca Raton, FL. Samantha has been in the financial industry for over 25 years, having previously worked for Wells Fargo Clearing Services, LLC, Morgan Stanley, and Citigroup Global Markets Inc. Samantha specializes in providing financial planning, pension consulting, and portfolio management services for both individuals and businesses. She is registered to provide investment advice in a number of states including Florida, Texas, California, Connecticut, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/08/2024 - Present
Rockefeller Financial LLC (Boca Raton FL)
FL
09/26/2019 - 12/14/2020
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
06/01/2009 - 09/27/2019
MORGAN STANLEY (BOCA RATON FL)
FL
01/09/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
10/30/1997 - 01/29/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
BC
Issued 12/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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