Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Stringer is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since 2014. Samantha holds licenses in Colorado, including a Series 7 and Series 66, and has experience working with individual and business clients. She has previously been affiliated with Fidelity Brokerage Services LLC, LPL Financial LLC, and Waddell & Reed. Samantha is passionate about providing financial planning and investment advice to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/09/2024 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
08/03/2020 - 08/16/2024
LPL FINANCIAL LLC (GREENWOOD VILLAGE CO)
CO
04/30/2019 - 06/08/2020
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
08/14/2017 - 12/10/2018
WADDELL & REED (DENVER CO)
KS
01/02/2014 - 09/13/2016
WADDELL & REED (OVERLAND PARK KS)
MO
02/07/2013 - 11/05/2013
WADDELL & REED, INC. (INDEPENDENCE MO)
BOTH
Issued 03/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samantha Stringer is the right advisor for you? Invested Better is here to help.
