Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Leigh Keane is a registered representative with Northwestern Mutual Investment Services, LLC, with offices located at 274 RIVERSIDE AVE STE 4 in WESTPORT, CT. Samantha Leigh Keane has been in the financial services industry for over 1 year. Samantha Leigh Keane has passed the Series 7TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
07/14/2021 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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