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Samantha Lee Cockrum

Raymond James Financial Services, Inc.

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About Samantha Lee Cockrum

Samantha Cockrum is a financial advisor at Raymond James Financial Services, Inc. Samantha has been in the financial services industry since November 4, 2021. Samantha is licensed to sell securities in Alaska.

Firm Information

Samantha Cockrum is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Cockrum’s Registration & Firm History

AK

11/05/2021 - Present

Raymond James Financial Services, Inc. (KETCHIKAN AK)

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Licenses & Designations

BC

Issued 02/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Lee Cockrum.
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