Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha L Funk is a financial advisor who has been in the industry since 2009. Samantha is currently registered with PNC Capital Markets LLC. Samantha previously worked with J.P. Morgan Securities Inc., Wachovia Capital Markets, LLC, and A. G. Edwards & Sons, Inc.. Samantha holds Series 53, SIE, Series 7 and Series 66 licenses. Samantha is registered in 28 states and is an active broker-dealer representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/20/2010 - Present
PNC Capital Markets LLC (Phoenix AZ)
DE
05/17/2010 - 06/03/2010
J.P. MORGAN SECURITIES INC. (NEWARK DE)
PA
11/26/2007 - 06/20/2008
WACHOVIA CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
12/05/2006 - 11/26/2007
A. G. EDWARDS & SONS, INC. (PHILADELPHIA PA)
BOTH
Issued 10/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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