Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Becker is an investment professional with over 30 years of experience in the financial services industry. Samantha is a Registered Representative and Investment Advisor Representative with Morgan Stanley, where she is registered in Maine and Texas. Samantha has previously worked with Morgan Stanley, Morgan Stanley & Co. Incorporated, and UBS Financial Services Inc. She holds Series 7, Series 63, and Series 65 licenses. Samantha is a member of FINRA. Samantha has a deep understanding of the financial markets and a commitment to providing her clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
ME
04/02/2020 - Present
Morgan Stanley (BANGOR ME)
ME
06/01/2009 - 05/04/2018
MORGAN STANLEY (BANGOR ME)
ME
01/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BANGOR ME)
ME
03/21/1989 - 01/09/2008
UBS FINANCIAL SERVICES INC. (BANGOR ME)
IA
Issued 04/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samantha Becker is the right advisor for you? Invested Better is here to help.
