Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Kramer is a Registered Representative and Investment Advisor Representative, currently affiliated with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Samantha has been in the securities industry since 2013. Samantha has a Series 3, Series 4, Series 7, Series 9, Series 10, Series 63, and Series 66 license. Samantha has been registered with the state of Missouri since 2016. Samantha's previous experience includes working at First Clearing, LLC and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
12/04/2013 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
06/12/2013 - 10/07/2013
SCOTTRADE, INC. (DESPERES MO)
BOTH
Issued 04/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2020
Series 4 - Registered Options Principal Examination
BC
Issued 01/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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