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Samantha Kathleen Walker

Morgan Stanley & Co. LLC

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About Samantha Kathleen Walker

Samantha Walker has been in the financial services industry for over 10 years and has a proven track record of success. Samantha is a Series 16 licensed professional and currently holds a supervisory role at Morgan Stanley & Co. LLC. Previously, Samantha worked at Citigroup Global Markets Inc., Macquarie Capital (USA) Inc., and E*TRADE Securities LLC.

Firm Information

Samantha Walker is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Walker’s Registration & Firm History

NY

10/20/2022 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NJ

10/20/2022 - 09/05/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

04/16/2019 - 08/23/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

12/07/2011 - 01/28/2019

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/2011

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Samantha Kathleen Walker.
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