Unclaimed
Samantha Kaplan Jove is a registered representative and investment advisor representative with Icapital Markets LLC. Samantha has been in the industry since August 30, 2011, and holds the Series 3, 7, 57TO, and 63 licenses, and the SIE designation. Samantha is registered in Georgia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/23/2021 - 12/04/2023
SIMON MARKETS LLC (NEW YORK NY)
NY
08/24/2011 - 04/13/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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