Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Rosenberg is a registered representative with Needham & Company, LLC and has been in the industry since August 2022. Samantha holds Series 63, Series 79TO, and SIE licenses. Samantha's previous employer was Houlihan Lokey Capital, Inc. in New York, NY. Samantha is registered in the states of California, Massachusetts, and New York. Samantha is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
04/16/2024 - Present
Needham & Company, LLC (NEW YORK NY)
NY
08/08/2022 - 04/18/2024
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Samantha Rosenberg is the right advisor for you? Invested Better is here to help.
