Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Pond is a financial professional with over 12 years of experience in the industry. Samantha is registered with Pruco Securities, LLC and has a Series 6, Series 63, and SIE license. Samantha's previous experience includes working with Thrivent Investment Management Inc. Samantha is currently registered in Arizona, Minnesota, and North Dakota and holds a Series 6, Series 63, and SIE license. Samantha specializes in providing financial advice for individuals, businesses, and trusts and estates. Samantha is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MN
02/07/2023 - Present
Pruco Securities, LLC (ST. LOUIS PARK MN)
MN
09/29/2010 - 02/08/2023
THRIVENT INVESTMENT MANAGEMENT INC. (BEMIDJI MN)
BC
Issued 10/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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