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Samantha Jean Kling

Paulson Investment Co. LLC

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About Samantha Jean Kling

Samantha Jean Kling is a financial professional with experience in the industry. Samantha has been registered with FINRA since June 21, 2016. Samantha holds the Series 99 and SIE licenses. Samantha is currently employed by Paulson Investment Co. LLC, a firm with a FINRA registration and an SEC registration.

Firm Information

Samantha Kling is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Kling’s Registration & Firm History

IL

06/21/2016 - Present

Paulson Investment Co. LLC (Chicago IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Jean Kling.
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