Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Fleming is a financial advisor with over 12 years of experience in the financial industry. She is currently registered with Osaic Wealth, Inc. and holds Series 6, 7, 24, 63, and 66 licenses. Samantha previously worked at SAGEPOINT FINANCIAL, INC. and CCO INVESTMENT SERVICES CORP. She provides financial planning services to individuals and businesses and is licensed to operate in several states. Samantha is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/01/2023 - Present
Osaic Wealth, Inc. (WORCESTER MA)
MA
02/11/2013 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WORCHESTER MA)
MA
08/03/2011 - 02/06/2013
CCO INVESTMENT SERVICES CORP. (NORTH ATTLEBORO MA)
BOTH
Issued 05/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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