Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Jane Hardy is a financial professional with over 20 years of experience in the industry. Samantha is currently registered with Vanguard Marketing Corp. and is licensed to sell securities in Arizona. Previously, Samantha was employed with SALOMON SMITH BARNEY INC. in New York, NY. Samantha has a strong educational background and holds several licenses and certifications, including Series 4, Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
06/28/1999 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
NY
01/27/1999 - 05/19/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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