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Samantha Huang Lau

Raymond James Financial Services Advisors, Inc.

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About Samantha Huang Lau

Samantha Lau is a registered representative with Raymond James Financial Services Advisors, Inc. Samantha has been in the securities industry since July 23, 2000. Samantha is licensed in Arizona, California, Colorado, Delaware, Georgia, Hawaii, Minnesota, Nevada, Oregon, Tennessee, Texas, and Utah. Samantha also provides financial services through First Hawaiian Bank and First Hawaiian Advisors.

Firm Information

Samantha Lau is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Samantha Lau’s Registration & Firm History

HI

06/24/2021 - Present

Raymond James Financial Services Advisors, Inc. (HONOLULU HI)

HI

08/26/2002 - 05/02/2017

BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)

NY

07/13/2000 - 08/15/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 07/27/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 07/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Samantha Huang Lau. Review regulatory record here.
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