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Samantha Hernandez

Apex Clearing Corp.

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About Samantha Hernandez

Samantha Hernandez is a registered representative with Apex Clearing Corp. Samantha has two product exams: Operations Professional Examination (Series 99TO) and Securities Industry Essentials Examination (SIE). Samantha's professional career in the securities industry started on January 23, 2023.

Firm Information

Samantha Hernandez is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Hernandez’s Registration & Firm History

TX

01/23/2023 - Present

Apex Clearing Corp. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/23/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Hernandez.
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